Cftc no action letter 13-12

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August undefined, 2024

WebApr 4, 2013 · The CFTC issued No-action Letter 12-66 providing relief until April 30, 2013 for delays in reporting data for interest rate and credit swaps (Compliance Date 1 Swaps) executed by branches in emerging market jurisdictions (see Legal Update, Further Limited Swap Data Reporting Relief for Swap Dealers Issued by CFTC ). Certain life-cycle events. WebJun 3, 2016 · Letter 12-38 is only intended to be effective through the later of June 30, 2013 or six months after the effective date of the revised guidance (or the compliance date, if later) regarding the...

News & Notices NFA I-15-17

WebNov 11, 2024 · The Commodity Futures Trading Commission (CFTC) has unanimously approved amendments to the real-time swap reporting rules in Part 43 of the CFTC’s regulations by, among other things, clarifying the applicability of the rules to swaps executed in a prime brokerage agency arrangement. WebDec 19, 2024 · Thereafter, the CFTC staff issued two no-action letters, Letter Nos. 12-37 4 and 14-143 5 (the “Family Office Letters”), providing relief from registration as a CPO and CTA on terms similar to the SEC Family Office Rule. The Amendments codify the substance of the relief provided by the Family Office Letters, subject to certain conditions. cree led motorcycle lights

SECURITIES AND EXCHANGE COMMISSION (Release No. 34 …

WebJan 10, 2013 · Pursuant to CFTC Letter No. 12-66, the CFTC’s Division of Market Oversight (DMO) issued a no-action letter providing that CFTC staff will not recommend an enforcement action... Web2 CFTC Letter No. 12-17, Staff Interpretations and No-Action Relief Regarding ECP Status: Swap Guarantee Arrangements; Jointly and Severally Liable Counterparties; Amounts Invested on a Discretionary Basis; and “Anticipatory ECPs.” NEW YORK Byungkwon Lim 212-909-6571 [email protected] Emilie T. Hsu 212-909-6884 … WebU.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-6700 -5547 [email protected] Division of Swap Dealer and Gary Barnett Director CFTC Letter No 14-126 No-Action October 15, 2014 Division of Swap Dealer and Intermediary Oversight buckshot bradley

CFTC Issues No-action Relief on Fund-of-funds CPO Registration

COMMODITY FUTURES TRADING COMMISSION RIN 3038 …

WebJan 31, 2024 · CFTC Staff Issues No-Action Letter Regarding Compliance Date for 2024 Amendments to Swap Data Reporting Rules. January 31, 2024. Washington, D.C. — The Commodity Futures Trading Commission’s Division of Data (DOD) today issued a no-action letter regarding the compliance dates for the November 25, 2024 amendments to … Webwww.cftc.gov buckshot boys 2022 calendarWebOn September 8, 2014, the Commodity Futures Trading Commission (CFTC) issued No-Action Letter 14-112, which provides relief from certain reporting obligations under Part 4 of CFTC Regulations to certain wholly-owned subsidiaries of commodity funds. buckshot boys

"WebDec 11, 2012 · The Commodity Futures Trading Commission (CFTC) recently issued a No-Action Letter that provides relief to advisers to funds-of-funds. This No-Action Letter, which was issued on November 29, 2012, gives comfort to an adviser to a "fund-of-funds" (that is, an investment fund that invests some or all of its assets in other investment … " - Cftc no action letter 13-12

Cftc no action letter 13-12

Commodity Futures Trading Commission CFTC

WebNov 1, 2024 · (Release No. 34-93501; File No. S7-13-12) November 1, 2024 . ... clearing agencies also registered with the Commodity Futures Trading Commission (“CFTC”) as derivative clearing organizations (“clearing agency/DCOs”) and SEC-registered broker-dealers ... MFA/ACLI/AIMA 12/27/2013 Letter. See also. 2024 Proposed Order, 85 FR at … Web7 hours ago · In CFTC Letter No. 19–17, DCR stated that, in the context of separate accounts, the risk management goals of regulation § 39.13(g)(8)(iii) may effectively be addressed if a clearing FCM carrying a customer with separate accounts meets certain conditions, which were derived from the Industry Letters and specified in CFTC Letter …

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Web1 day ago · COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 39 ... currently rely on the no-action position in CFTC Letter No. 19-17, those FCMs would ... regulation § 39.13(j)(12) on their websites and within their Disclosure Document required by proposed regulation §1.55(i), in order to comply with proposed regulation § 39.13(j)(12)(iii). ... WebDec 5, 2014 · No-Action Letter 13-22 provides relief from the clearing mandate to “eligible treasury affiliates” that meet a number of qualifications, including (a) the person is directly wholly owned by a non-financial entity or another eligible treasury affiliate and not indirectly majority-owned by a financial entity; (b) the person’s ultimate ...

WebJan 9, 2024 · The CFTC determined that it would not, at this time, adopt final rules relating to two components of the 2024 Proposal that had generated substantial concerns in the comment process: (1) the proposed “ 18-96 Exemption ,” a new exemption for CPOs of offshore funds modeled after existing CFTC Staff Advisory 18-96, 7 and (2) a proposal to … WebJun 14, 2013 · U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5000 Facsimile: (202) 418-5521 www.cftc.gov March 29, 2013 CFTC Letter No.13-05 No-Action March 29, 2013 Division of Clearing and Risk Division of Swap Dealer and Intermediary Oversight …

WebCFTC No-Action letters Nos. 18-13, 17-36, 13-64, and 13-29 are likely to continue to be applicable to non-U.S. persons even after Brexit without any further actions on the CFTC’s behalf. Hard Brexit: An Impact Assessment for US Market Participants and Entities Registered with the CFTC, ISDA (Nov. 2024). Web7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (PRA), Federal agencies are required to publish notice in the Federal...

WebOct 2, 2015 · Federal Register/Vol. 80, No. 191/Friday, October 2, 2015/Rules and Regulations 59575 1 Public Law 111–203, 124 Stat. 1376 (July 21, 2010). 2 Pursuant to Section 701 of the Dodd-Frank Act, Title VII may be cited as the ‘‘Wall Street Transparency and Accountability Act of 2010.’’ 3 7 U.S.C. 1 et seq. (2012). 4 Dodd-Frank Act Section …

WebCommodity Futures Trading Commission CFTC buckshot brannon lawrenceburg tnWebOct 27, 2024 · Amicus Curiae Brief / US 2nd Circuit / Case No. 18-1079 (Lehman Bros vs 250 Defendants Contesting Flip Clause Enforceability) By Bill Harrington cree led parking lot lightsWebOn September 5, 2013, the Commodity Futures Trading Commission (CFTC) issued No-Action Letter 13-51, which permits a CPO of an Investment Company Registered under the Investment Company Act of 1940 (RIC) that trades commodity interests through a wholly owned subsidiary to report for that RIC and the wholly owned subsidiary on a … buckshot brands buckshot bowWeb7 hours ago · On September 15, 2024, MPD and DCR published CFTC Letter No. 22–11, which further extended the no-action position until the earlier of September 30, 2024 or the effective date of any final Commission action relating to regulation § 39.13 (g). [ 41] buckshot brand knivesWebMar 13, 2024 · On June 29, 2024, the U.S. Commodity Futures Trading Commission (CFTC) and the U.S. Securities and Exchange Commission (SEC, and together the Commissions) announced that the Commissions approved a ... buckshot bruiserWeb68 rows · The CFTC’s Division of Market Oversight issued an extension of no-action … buckshot bruce hemming